Brent Gregory Rattin

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → 07/2018
  Charles Schwab & Co.,Inc.
  Indianapolis, IN
• 11/2015 → 07/2018
  Schwab Private Client Investment Advisory, Inc.
  Indianapolis, IN
• 07/2018 → 04/2020
  Jp Morgan Securities, Llc
  Greenwood, IN
• 07/2018 → 04/2020
  Jp Morgan Chase Bank, N.A.
  Greenwood, IN
• 07/2021 → Present
  Schwab Wealth Advisory Inc
  Indianapolis, IN
• 07/2021 → Present
  Charles Schwab & Co. Inc.
  Indianapolis, IN
• 05/2020 → 06/2021
  Zeiders Enterprises Inc
  Woodbridge, VA

Previous Registrations

• 2018-07-24 → 2020-04-22
  J.P. Morgan Securities Llc
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Greenwood, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2015-11-03 → 2018-07-18
  Schwab Wealth Advisory, Inc.
  Indianapolis, IN
• 2007-05-01 → 2015-11-03
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Fishers (Indianapolis), IN
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2007-04-27
• S63 Uniform Securities Agent State Law Examination
  2000-07-12

Designations

• Certified Financial Planner

Other Names

• Brent G Rattin
• Brent Rattin