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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED_RES | 2013-12-19 |
Branch Locations
4040 E Camelback Rd Ste 212, Phoenix, AZ 85018 • United States
Mesa, AZ • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 05/2012 | 09/2022 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 09/2022 | Present |
Business Ownership; PSIEGEL MANAGEMENT LLC; Owner; Personal LLC for tax purposes only; 4040 E Camelback, Ste 212, Phoenix, AZ, 85018; Not Investment-Related; 09/19/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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