James Douglas Krantz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1996 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharreta, GA
• 09/2009 → 08/2017
  Bank Of America, N.A.
  Alpharetta, GA
• 08/2017 → Present
  Morgan Stanley Smith Barney Llc
  Alpharetta, GA
• 08/2017 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2004-10-25 → 2017-08-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Alpharetta, GA

Other Businesses

*343836 - Rental Property in Park City, UT / Investment Related / Park City, UT / Rental Property / Sole Proprietor/Owner / Start May 2018; During business hours: 0; After business hours: 1; Owner of Rental Property. It is managed and maintained by Mountain West Vacation Rentals

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-07
• S63 Uniform Securities Agent State Law Examination
  1997-01-24

Designations

• Certified Financial Planner

Other Names

• James D Krantz
• Jim Krantz