Jeanette L Gruber

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1993 → Present
  Gruber Law Office
  Plainfield, IL
• 10/1998 → Present
  Gruber Cpa Services, Ltd
  Peoria Hts, IL
• 12/2002 → Present
  Gruber Financial, Ltd
  Peoria Hts, IL
• 01/2013 → Present
  Cetera Advisors Llc
  Dever, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-01-02 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2003-01-16 → 2007-12-31
  1St Global Advisors Inc
  Peoria Hts, IL
• 1998-02-16 → 2002-12-31
  Cetera Investment Advisers Llc
  Peoria Heights , IL

Other Businesses

(1) GRUBER CPA SERVICES, LTD.; TAX PREP AND ACCOUNTING SINCE 10/1998, 2HR/WK, $4000/YR (2) GRUBER LAW OFFICE, LTD.; LAW OFFICE, PARALEGAL, SINCE 06/1993, 2HR/WK, $2400/YR (3) GRUBER FINANCIAL, LTD CRD#.125035; FINANCIAL PLANNING RIA SINCE 12/2002, ALSO DBA FOR SECURITIES BUSINESS. (4) UNIVERSALIST UNITARIAN CHURCH OF PEORIA, IL; BOARD OF TRUSTEES, .25 HRS/WK. (5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / AGENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: AGENT FOR COLLECTING RENT AND GETTING REPAIRS DONE ; (6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/1993; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-12
• S63 Uniform Securities Agent State Law Examination
  1996-11-29

Designations

• Certified Financial Planner