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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • IL RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

3814 N Monroe, Peoria Heights, IL 61616 • United States

Plainfield, IL • United States

Gruber Financial Ltd

Peoria Hts, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-08-29
  • IL RA
    APPROVED
    Since 2003-08-29

Branch Locations

Peoria Hts, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gruber Law Office Plainfield IL 06/1993 Present
Gruber Cpa Services, Ltd Peoria Hts IL 10/1998 Present
Gruber Financial, Ltd Peoria Hts IL 12/2002 Present
Cetera Advisors Llc Dever CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/1993 → Present
    Gruber Law Office
    Plainfield, IL
  • 10/1998 → Present
    Gruber Cpa Services, Ltd
    Peoria Hts, IL
  • 12/2002 → Present
    Peoria Hts, IL
  • 01/2013 → Present
    Cetera Advisors Llc
    Dever, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-01-02 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2003-01-16 → 2007-12-31
    1St Global Advisors Inc
    Peoria Hts, IL
  • 1998-02-16 → 2002-12-31
    Peoria Heights , IL
Other Businesses

(1) GRUBER CPA SERVICES, LTD.; TAX PREP AND ACCOUNTING SINCE 10/1998, 2HR/WK, $4000/YR (2) GRUBER LAW OFFICE, LTD.; LAW OFFICE, PARALEGAL, SINCE 06/1993, 2HR/WK, $2400/YR (3) GRUBER FINANCIAL, LTD CRD#.125035; FINANCIAL PLANNING RIA SINCE 12/2002, ALSO DBA FOR SECURITIES BUSINESS. (4) UNIVERSALIST UNITARIAN CHURCH OF PEORIA, IL; BOARD OF TRUSTEES, .25 HRS/WK. (5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / AGENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: AGENT FOR COLLECTING RENT AND GETTING REPAIRS DONE ; (6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/1993; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-12
S63 Uniform Securities Agent State Law Examination 1996-11-29
  • S65 Uniform Investment Adviser Law Examination
    1997-12-12
  • S63 Uniform Securities Agent State Law Examination
    1996-11-29
Designations

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