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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
3814 N Monroe, Peoria Heights, IL 61616 • United States
Plainfield, IL • United States
Peoria Hts, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-08-29 |
Branch Locations
Peoria Hts, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gruber Law Office | Plainfield | IL | 06/1993 | Present |
| Gruber Cpa Services, Ltd | Peoria Hts | IL | 10/1998 | Present |
| Gruber Financial, Ltd | Peoria Hts | IL | 12/2002 | Present |
| Cetera Advisors Llc | Dever | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) GRUBER CPA SERVICES, LTD.; TAX PREP AND ACCOUNTING SINCE 10/1998, 2HR/WK, $4000/YR (2) GRUBER LAW OFFICE, LTD.; LAW OFFICE, PARALEGAL, SINCE 06/1993, 2HR/WK, $2400/YR (3) GRUBER FINANCIAL, LTD CRD#.125035; FINANCIAL PLANNING RIA SINCE 12/2002, ALSO DBA FOR SECURITIES BUSINESS. (4) UNIVERSALIST UNITARIAN CHURCH OF PEORIA, IL; BOARD OF TRUSTEES, .25 HRS/WK. (5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / AGENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: AGENT FOR COLLECTING RENT AND GETTING REPAIRS DONE ; (6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; (7) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 05/1993; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-29 |
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