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Linda Ann Natale

Rbc Capital Markets, LLC

Naples, FL

Fort Myers, FL

CRD 2827514

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-04
FL RA APPROVED 2012-02-13
  • TX RA
    APPROVED
    Since 2015-02-04
  • FL RA
    APPROVED
    Since 2012-02-13

Branch Locations

800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Naples FL 01/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-02-09
    Fort Myers, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Myers, FL
  • 2003-09-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Myers, FL
    Ft. Myers, FL
Other Businesses

1.RENTAL PROPERTY OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-15
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S65 Uniform Investment Adviser Law Examination
    1997-01-15
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23
Other Names
  • Linda Kulharvy

View on SEC IAPD

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