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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-06-23
TX RA APPROVED_RES 2011-06-13
  • FL RA
    APPROVED
    Since 2011-06-23
  • TX RA
    APPROVED_RES
    Since 2011-06-13

Branch Locations

1301 Grasslands Blvd. Suite 212, Lakeland, FL 33803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Lakeland FL 06/2011 Present
  • 06/2011 → Present
    Raymond James And Associates
    Lakeland, FL
Previous Registrations
Other Businesses

(1)Name of Business: Bentley Condo, LLC Address: 306 W Maxwell St., Lakeland FL, 33803, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/19/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Locate, purchase and manage property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-03
S63 Uniform Securities Agent State Law Examination 2001-03-28
  • S65 Uniform Investment Adviser Law Examination
    2001-04-03
  • S63 Uniform Securities Agent State Law Examination
    2001-03-28
Other Names
  • Rob Chase

View on SEC IAPD

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