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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-01-06 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Wealth Management | Louisville | KY | 12/2014 | 04/2020 |
| Hilliard Lyons Trust Company | Louisville | KY | 04/2020 | 04/2020 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 04/2020 | Present |
Name and Address: Kentucky Science Center 727 Main St. Louisville KY 40202 Start Date: 7/2021 Hours Spent: 0-1 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Investment/Finance Committee and Treasurer Investment Related Name and Address: Volunteers of America Mid-States 570 South 4th St. Louisville KY 40202 Start Date: 7/2021 Hours Spent: 0-2 hours/month Hours Spent during trading hours: 1 hour/month Role/Responsibility: Investment/Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-06 |
| S65 | Uniform Investment Adviser Law Examination | 1996-11-07 |
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