Eric Seiji Toya

Employer firm

Navigoe, LLC CRD 168716

$408M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Navigoe, Llc
  Redondo Beach, CA

Previous Registrations

• 2012-01-06 → 2013-12-31
  Trovena, Llc.
  Redondo Beach, CA
• 2008-03-11 → 2013-08-21
  Worthpointe
  Redondo Beach, CA
• 2008-01-29 → 2009-03-17
  Leonard Wealth Management, Inc.
  Redondo Beach, CA
• 2005-03-18 → 2007-07-27
  Churchill Management Group
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-17
• S66 Uniform Combined State Law Examination
  2001-03-08
• S63 Uniform Securities Agent State Law Examination
  1996-12-11

Designations

• Certified Financial Planner