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Alfonso Avila

Cetera Investment Advisers LLC

Crown Point, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-01-21
  • IN RA
    APPROVED
    Since 2014-01-21

Branch Locations

117 E Joliet Street, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Naval Reserve Gary IN 05/1993 Present
Cetera Investment Services St. Cloud MN 10/2004 Present
Centier Bank Crown Point IN 09/2002 Present
Cetera Investment Advisers Llc Crown Point IN 01/2014 Present
  • 05/1993 → Present
    U.S. Naval Reserve
    Gary, IN
  • 10/2004 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 09/2002 → Present
    Centier Bank
    Crown Point, IN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Crown Point, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-14
S63 Uniform Securities Agent State Law Examination 1996-12-20
  • S65 Uniform Investment Adviser Law Examination
    2009-07-14
  • S63 Uniform Securities Agent State Law Examination
    1996-12-20
Other Names
  • Al Avila
  • Alfonso Avila

View on SEC IAPD

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Benjamin Marshall
ELISHA DAVIS PORTERFIELD
MARY LYNNE VEREB
KYLE J BORKOWSKI

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CROWN POINT, IN
BENJAMIN F. EDWARDS & COMPANY, INC. · Crown Point, IN
LPL FINANCIAL LLC · CROWN POINT, IN
EDWARD JONES · Crown Point, IN
EDWARD JONES · CROWN POINT, IN
EQUITY SERVICES, INC. · CROWN POINT, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Crown Point, IN
MML INVESTORS SERVICES, LLC · Crown Point, IN

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