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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-11-06
FL RA APPROVED 1997-01-17
  • TX RA
    APPROVED_RES
    Since 2002-11-06
  • FL RA
    APPROVED
    Since 1997-01-17

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce Fenner & Smith Coral Gables FL 11/1996 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 11/1996 Present
Bank Of America, N.A. Coral Gables FL 04/2011 Present
Other Businesses

I*80347 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANAJOR PROPERTIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORAL GABLES, FLORIDA 33146 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 40969 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY I*5347 Name of outside business organization: Ruth Gonzalez Address of business: Coral Gables, Florida, 33146 Nature of business: N Start date of relationship: 5/1/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*133402 / 422905 I*422905 For profit or not for profit: Entity For Profit Name of outside business organization: Rumjo LLC Investment related: N Address of business: coral gables, Florida, 33143 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 4/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , nature: Business consulting services-Retrievex/ access and sales . Consulting services Health Care Environmental for husband. I*133971 For profit or not for profit: For-Profit Organization Name of outside business organization: Davidana LLC Investment related: N Address of business: Coral Gables, Florida 33143 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/17/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Company was created to own a boat purchased, to limit its liability, and possible future charters. I have no responsibilities other than maybe some check writing in the future. I*391262 For profit or not for profit: Entity For Profit Name of outside business organization: Hes Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/1/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is a company that provides biomedical waste disposal and shredding services. Currently, I have no responsibilities I*138062 For profit or not for profit: For-Profit Organization Name of outside business organization: 1780 Properties LLC Investment related: N Address of business: Coral Gables, Florida 33143 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 6/18/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: An LLC recently created to own a rental building my husband and I made an offer for. Closing on this property will happen within the next 30 to 45 days. I will have no responsibilities other than some check writing in the future.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-03
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-02-03
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24
Other Names
  • Ruth M Gonzalez

View on SEC IAPD

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