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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-11-06 |
| FL | RA | APPROVED | 1997-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith | Coral Gables | FL | 11/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 11/1996 | Present |
| Bank Of America, N.A. | Coral Gables | FL | 04/2011 | Present |
I*80347 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANAJOR PROPERTIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: CORAL GABLES, FLORIDA 33146 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 40969 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY I*5347 Name of outside business organization: Ruth Gonzalez Address of business: Coral Gables, Florida, 33146 Nature of business: N Start date of relationship: 5/1/2017 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*133402 / 422905 I*422905 For profit or not for profit: Entity For Profit Name of outside business organization: Rumjo LLC Investment related: N Address of business: coral gables, Florida, 33143 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 4/1/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , nature: Business consulting services-Retrievex/ access and sales . Consulting services Health Care Environmental for husband. I*133971 For profit or not for profit: For-Profit Organization Name of outside business organization: Davidana LLC Investment related: N Address of business: Coral Gables, Florida 33143 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/17/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Company was created to own a boat purchased, to limit its liability, and possible future charters. I have no responsibilities other than maybe some check writing in the future. I*391262 For profit or not for profit: Entity For Profit Name of outside business organization: Hes Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 9/1/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is a company that provides biomedical waste disposal and shredding services. Currently, I have no responsibilities I*138062 For profit or not for profit: For-Profit Organization Name of outside business organization: 1780 Properties LLC Investment related: N Address of business: Coral Gables, Florida 33143 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 6/18/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: An LLC recently created to own a rental building my husband and I made an offer for. Closing on this property will happen within the next 30 to 45 days. I will have no responsibilities other than some check writing in the future.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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