Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-03 |
| DE | RA | APPROVED | 1998-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 11/1996 | Present |
| Bank Of America, N.A. | Wilmington | DE | 05/2011 | Present |
I*32386 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOCKESSIN ATHLETIC CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: 100 FITNESS WAY, HOCKESSIN, DELAWARE 19707 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, SPINNING INSTRUCTOR START DATE OF RELATIONSHIP: 9/1/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING A SPIN CLASS ONCE A WEEK FITNESS INSTRUCTOR I*32387 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON ST, WILMINGTON, DELAWARE 19801 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 10/1/2006 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: TEACH A FITNESS CLASS. FITNESS INSTRUCTOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-21 |
Reach out to this advisor