Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-03
DE RA APPROVED 1998-01-01
  • TX RA
    APPROVED_RES
    Since 2013-01-03
  • DE RA
    APPROVED
    Since 1998-01-01

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 11/1996 Present
Bank Of America, N.A. Wilmington DE 05/2011 Present
Other Businesses

I*32386 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOCKESSIN ATHLETIC CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: 100 FITNESS WAY, HOCKESSIN, DELAWARE 19707 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, SPINNING INSTRUCTOR START DATE OF RELATIONSHIP: 9/1/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING A SPIN CLASS ONCE A WEEK FITNESS INSTRUCTOR I*32387 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: YMCA INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON ST, WILMINGTON, DELAWARE 19801 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 10/1/2006 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: TEACH A FITNESS CLASS. FITNESS INSTRUCTOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-30
S63 Uniform Securities Agent State Law Examination 1997-01-21
  • S65 Uniform Investment Adviser Law Examination
    1997-01-30
  • S63 Uniform Securities Agent State Law Examination
    1997-01-21
Other Names
  • Scott G Armstrong
  • Scott Gordon Armstrong

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wilmington, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor