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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-23 |
| CA | RA | APPROVED | 2017-09-01 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
Beverly Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 09/2008 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 09/2017 | Present |
RENTAL PROPERTY; INV. RELATED; BEVERLY HILLS, CA; OWNER; RESIDENTIAL RENTAL PROPERTY; START DATE: 7/1/2017; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PROPERTY MANAGEMENT. CO-TRUSTEE OF PARENTS TRUST; INV. RELATED; BEVERLY HILLS, CA; START DATE 10/31/2011; 4 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BEVERLY HILLS, CA; START DATE 9/29/2017; 1 HR PER MONTH; 0 HRS DURING TRADING. BEVERLYWOOD HOMES ASSOCIATION; NOT INV RELATED;BEVERLY HILLS,CA; HOA MEMBERSHIP FOR OWNED HOME; BOARD MEMBER; START DATE: 7/1/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING; TRAIN AGAINST GRAVITY LLC; INV RELATED;LOS ANGELES,CA; LLC;20% OWNERSHIP; START DATE: 07/14/2026; 4 HRS PER MONTH; - HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-21 |
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