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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

1705 Simmons St, Alexandria, LA 71301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Alexandria LA 06/2016 11/2024
Brazzel Leblanc Properties, Llc Alexandria LA 07/2006 Present
Brazzel And Associates Alexandria LA 09/2016 08/2020
Ihs Holding Company Llc Alexandria LA 08/2024 Present
Allstate Financial Advisors, Llc Alexandria LA 12/2020 11/2024
Allstate Financial Services, Llc Alexandria LA 06/2016 11/2024
Dillard E. Brazzel, Llc Alexandria LA 10/2000 Present
Avantax Investment Services Inc. Alexandria LA 11/2024 09/2025
Avantax Advisory Services Alexandria LA 11/2024 09/2025
Avantax Insurance Agency, Llc Alexandria LA 11/2024 09/2025
Cetera Wealth Services, Llc Alexandria LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/2016 → 11/2024
    Allstate Insurance Co
    Alexandria, LA
  • 07/2006 → Present
    Brazzel Leblanc Properties, Llc
    Alexandria, LA
  • 09/2016 → 08/2020
    Brazzel And Associates
    Alexandria, LA
  • 08/2024 → Present
    Ihs Holding Company Llc
    Alexandria, LA
  • 12/2020 → 11/2024
    Alexandria, LA
  • 06/2016 → 11/2024
    Allstate Financial Services, Llc
    Alexandria, LA
  • 10/2000 → Present
    Dillard E. Brazzel, Llc
    Alexandria, LA
  • 11/2024 → 09/2025
    Avantax Investment Services Inc.
    Alexandria, LA
  • 11/2024 → 09/2025
    Avantax Advisory Services
    Alexandria, LA
  • 11/2024 → 09/2025
    Avantax Insurance Agency, Llc
    Alexandria, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Alexandria, LA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) BRAZZEL WEALTH MANAGEMENT POSITION: Manager NATURE: used for investment planning, retirement planning and financial planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/23/2024 ADDRESS: 1705 Simmons St, Alexandria LA 71301, United States DESCRIPTION: Meet with clients, review investment performance, provide financial planning solutions, offer insurance products that fit their needs, review financial plans 2) IHS HOLDING COMPANY LLC POSITION: manager NATURE: 50% owner of corp. that buys accounting practices, I will be a partial owner / manager and will not be a part of the day to day operations. the accounting practices will be uses to send referrals to my advisory practice. It is not a CPA practice. My other partner / manager is an IRA Enrolled agent. We will license some of his employees to be able to write advisory, insurance and brokerage business inside his business along with other businesses we buy. I am also aware that anyone referring business to me must be licensed and join Avantax's referral program. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2024 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: 50% owner of business, I am not involved in the day to day operations 3) DILLARD E BRAZZEL, LLC POSITION: manager NATURE: I will move over enough commissions to cover my business expenses such as office expenses from doing business with Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/06/2000 ADDRESS: 1705 Simmons St, Alexandria LA 71301 DESCRIPTION: Pay Avantax business expenses, pay rent, pay licensing and technology fees, pay registration fees, and pay advertising or marketing expenses. 4) BRAZZEL LEBLANC PROPERTIES, LLC POSITION: manager NATURE: LLC owns all of my real estate that is personal and business related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2006 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: collect rent, pay insurance and taxes and provide any and all maintenance related to ownership of real estate. 5) HANDS FOR HEALING INTERNATIONAL POSITION: President NATURE: provides humanitarian relief such as food, water, cleaning supplies, sleeping bags, etc. anything that is related to a natural disaster and things needed by those effected. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2004 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: I attend quarterly meetings and any other meeting required due to a disaster. I will travel with a team to provide assistance if needed. I am involved in all financial decisions related to large ticket item purchases. I help oversee the financial status of the organization. I do not handle the day to day accounting but I am sent reports to review.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-10
S63 Uniform Securities Agent State Law Examination 1997-02-13
  • S65 Uniform Investment Adviser Law Examination
    2022-11-10
  • S63 Uniform Securities Agent State Law Examination
    1997-02-13
Other Names
  • Dillard E Brazzel
  • Toby Brazzel
  • Dillard Brazzel

View on SEC IAPD

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