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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Alexandria | LA | 06/2016 | 11/2024 |
| Brazzel Leblanc Properties, Llc | Alexandria | LA | 07/2006 | Present |
| Brazzel And Associates | Alexandria | LA | 09/2016 | 08/2020 |
| Ihs Holding Company Llc | Alexandria | LA | 08/2024 | Present |
| Allstate Financial Advisors, Llc | Alexandria | LA | 12/2020 | 11/2024 |
| Allstate Financial Services, Llc | Alexandria | LA | 06/2016 | 11/2024 |
| Dillard E. Brazzel, Llc | Alexandria | LA | 10/2000 | Present |
| Avantax Investment Services Inc. | Alexandria | LA | 11/2024 | 09/2025 |
| Avantax Advisory Services | Alexandria | LA | 11/2024 | 09/2025 |
| Avantax Insurance Agency, Llc | Alexandria | LA | 11/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Alexandria | LA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) BRAZZEL WEALTH MANAGEMENT POSITION: Manager NATURE: used for investment planning, retirement planning and financial planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/23/2024 ADDRESS: 1705 Simmons St, Alexandria LA 71301, United States DESCRIPTION: Meet with clients, review investment performance, provide financial planning solutions, offer insurance products that fit their needs, review financial plans 2) IHS HOLDING COMPANY LLC POSITION: manager NATURE: 50% owner of corp. that buys accounting practices, I will be a partial owner / manager and will not be a part of the day to day operations. the accounting practices will be uses to send referrals to my advisory practice. It is not a CPA practice. My other partner / manager is an IRA Enrolled agent. We will license some of his employees to be able to write advisory, insurance and brokerage business inside his business along with other businesses we buy. I am also aware that anyone referring business to me must be licensed and join Avantax's referral program. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/05/2024 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: 50% owner of business, I am not involved in the day to day operations 3) DILLARD E BRAZZEL, LLC POSITION: manager NATURE: I will move over enough commissions to cover my business expenses such as office expenses from doing business with Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/06/2000 ADDRESS: 1705 Simmons St, Alexandria LA 71301 DESCRIPTION: Pay Avantax business expenses, pay rent, pay licensing and technology fees, pay registration fees, and pay advertising or marketing expenses. 4) BRAZZEL LEBLANC PROPERTIES, LLC POSITION: manager NATURE: LLC owns all of my real estate that is personal and business related. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2006 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: collect rent, pay insurance and taxes and provide any and all maintenance related to ownership of real estate. 5) HANDS FOR HEALING INTERNATIONAL POSITION: President NATURE: provides humanitarian relief such as food, water, cleaning supplies, sleeping bags, etc. anything that is related to a natural disaster and things needed by those effected. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/06/2004 ADDRESS: 1252 Southampton Dr, Alexandria LA 71303 DESCRIPTION: I attend quarterly meetings and any other meeting required due to a disaster. I will travel with a team to provide assistance if needed. I am involved in all financial decisions related to large ticket item purchases. I help oversee the financial status of the organization. I do not handle the day to day accounting but I am sent reports to review.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-13 |
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