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Current Employers
Elliott Cove Capital Management

1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-09-11
  • WA RA
    APPROVED
    Since 2015-09-11

Branch Locations

1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Alliances Seattle WA 09/1993 Present
Elliott Cove Capital Management Seattle WA 08/2015 Present
Other Businesses

Pacific Alliance, the business is not investmnet related, 7503 57th Place NE, Seattle WA 98115 Bookkeeping and computer assistance Business is a corporation Nickola Whittle is 100% owner The business was started in 1993 She devotes about 50 hours a year all done on weekends and never during security trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-11
S63 Uniform Securities Agent State Law Examination 1996-12-09
  • S65 Uniform Investment Adviser Law Examination
    2015-09-11
  • S63 Uniform Securities Agent State Law Examination
    1996-12-09

View on SEC IAPD

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