Michael James Kerestes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1996 → Present
  Kerestes Tax And Financial Services
  Rockford, IL
• 11/1996 → 01/2022
  Avantax Investment Services, Inc.
  Rockford, IL
• 03/1997 → 01/2022
  Avantax Advisory Services
  Rockford, IL
• 01/2022 → Present
  Lpl Financial Llc
  Loves Park, IL

Previous Registrations

• 1998-02-22 → 2022-01-18
  Avantax Advisory Services
  Rockford, IL

Other Businesses

1)01/10/2022 - KERESTES TAX AND FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 2/2004 - 140 Hr/Mth 2)01/10/2022 - KERESTES FINANCIAL SERVICES, INC. - Tax Prep/Accounting/CPA - Owner - Inv Rel - At Reported Business Location(s) - Start: 01/2004 - 32 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-28
• S63 Uniform Securities Agent State Law Examination
  1996-12-31

Other Names

• Michael James Kerestes