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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-20 |
| CT | RA | APPROVED | 2017-03-01 |
Branch Locations
2 Corporate Dr Ste 743, Shelton, CT 06484 • United States
Shelton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Shelton | CT | 08/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Shelton | CT | 03/2020 | Present |
Outside Employment; Array Services, LLC; Client Relationship Manager - Manage relationships for clients; 0; 36 Washington St. Suite 140 Wellesley MA 02481, ,; Investment-Related; 12/14/2018; 60 hours per month; 60 during trading hours / Array Services, LLC; I am being paid through the LLC for the work that I do at Ameriprise.; Manage advisory business; 36 Washington St. Suite 140 Wellesley MA 02481, suite 4, Wellesley, MA, 02481; Investment-Related; 09/12/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-11 |
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