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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2006-07-07
  • OH RA
    APPROVED
    Since 2006-07-07

Branch Locations

820 N Main St, Findlay, OH 45840 • United States

1244 Ridgewood Dr, Bowling Green, OH 43402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Findlay OH 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
  • S66 Uniform Combined State Law Examination
    2006-06-29
Other Names
  • Tim Bracy

View on SEC IAPD

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