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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
207 W 3Rd St, Carthage, MO 64836 • United States
Joplin, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Carthage | MO | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Carthage | MO | 03/2020 | Present |
Real Estate Ownership; Lot/Land; parcel located in, , Jasper, MO, 64755; Not Investment-Related; 01/25/2019 / Lot/Land; parcel of raw land, , Barton County, MO, 64755; Not Investment-Related; 08/19/2022 / Single Family; 1520 S Wildan, , Springfield, MO, 65804; Not Investment-Related; 03/03/2025. Business Ownership; ALYC LLC; Owner; Real Estate; 207 W 3rd, , Carthage, MO, 64836; Not Investment-Related; 03/08/2018; 0 hours per month; 0 during trading hours. Board of Directors; McCune Brooks Healthcare Foundation; Board Member; 2427 Fairlawn Drive, , Carthage, MO, 64836; Not Investment-Related; 01/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Carthage Community Foundation; Advisory Member; 221 W. 4th Street, Suite 1ACarthage, MO 64836, ,; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Expert Witness; Independent Witness -; Expert Witness non-divorce planning; 8065 County Loop 202 Joplin Mo 64801, ,; Not Investment-Related; 11/07/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-11 |
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