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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
MO RA APPROVED 1995-10-31
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • MO RA
    APPROVED
    Since 1995-10-31

Branch Locations

207 W 3Rd St, Carthage, MO 64836 • United States

Joplin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Carthage MO 09/2005 03/2020
Ameriprise Financial Services, Llc Carthage MO 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; parcel located in, , Jasper, MO, 64755; Not Investment-Related; 01/25/2019 / Lot/Land; parcel of raw land, , Barton County, MO, 64755; Not Investment-Related; 08/19/2022 / Single Family; 1520 S Wildan, , Springfield, MO, 65804; Not Investment-Related; 03/03/2025. Business Ownership; ALYC LLC; Owner; Real Estate; 207 W 3rd, , Carthage, MO, 64836; Not Investment-Related; 03/08/2018; 0 hours per month; 0 during trading hours. Board of Directors; McCune Brooks Healthcare Foundation; Board Member; 2427 Fairlawn Drive, , Carthage, MO, 64836; Not Investment-Related; 01/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Carthage Community Foundation; Advisory Member; 221 W. 4th Street, Suite 1ACarthage, MO 64836, ,; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Expert Witness; Independent Witness -; Expert Witness non-divorce planning; 8065 County Loop 202 Joplin Mo 64801, ,; Not Investment-Related; 11/07/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-11
  • S63 Uniform Securities Agent State Law Examination
    1996-12-11
Designations
  • Certified Financial Planner
Other Names
  • Amy Lyn Yaryan
  • Amy Lyn Yaryan Cole

View on SEC IAPD

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