Christopher John Fogarty

Current Employers

Employment History

• 03/2005 → 10/2016
  Investors Capital Corp.
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 07/2023 → Present
  Fogarty Financial
  Peabody, MA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-01-13 → 2016-10-03
  Investors Capital Corp.
  Peabody, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 1999-08-16 → 2004-12-31
  Eastern Point Advisors Inc.
  Lynnfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE; 2. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: COLLEGE FINANCIAL AID APPLICATION PROCESSING, START DATE: 7/2023, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, POSITION/TITLE/RELATIONSHIP: CONSULTATIVE, BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERVIEW OF FINANCIAL AID PROCESS FOR APPLYING TO COLLEGE; 3. NAME OF OTHER BUSINESS: FOGARTY FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-21
• S63 Uniform Securities Agent State Law Examination
  1997-07-16

Other Names

• Chris Fogarty
• Chirstopher John Fogarty