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Current Employers
Nottingham Wealth Partners, Inc.

333 Butternut Dr., Syracuse, NY 13214 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-19
  • NY RA
    APPROVED
    Since 2025-08-19

Branch Locations

333 Butternut Dr., Syracuse, NY 13214 • United States

5790 Widewaters Parkway, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa New York NY 05/2006 08/2023
Nottingham Financial Group Dewitt NY 06/2023 Present
Lpl Financial Llc Syracuse NY 09/2023 Present
Nottingham Wealth Partners Dewitt NY 08/2025 Present
  • 05/2006 → 08/2023
    Hsbc Bank Usa
    New York, NY
  • 06/2023 → Present
    Nottingham Financial Group
    Dewitt, NY
  • 09/2023 → Present
    Lpl Financial Llc
    Syracuse, NY
  • 08/2025 → Present
    Nottingham Wealth Partners
    Dewitt, NY
Previous Registrations
  • 2006-09-01 → 2022-09-15
    New York City, NY
    New York, NY
  • 2004-07-08 → 2006-05-24
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
  • 2000-08-07 → 2004-07-06
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

1) 04/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services, Inc. - Investment Related - At Reported Business Location(s) - Start Date 3/31/2025 2) 03/13/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Community Investment Services Inc. - Inv Rel - At Reported Business Location(s) - Start Date 08/24/2023 - 25 hours per month/ during trading 3) 03/13/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name CBNA Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 08/06/2024 - 40 Hours Per Month/ 0 Hours During Trading 4) 03/25/2026 - Nottingham Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 25 Hours Per Month/ During Trading - I provide investment advisory services through Nottingham Wealth Partners, Inc., an independent investment advisor firm. I started this business activity in 01/2026. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-27
S63 Uniform Securities Agent State Law Examination 1997-01-21
  • S66 Uniform Combined State Law Examination
    2000-07-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-21
Other Names
  • Michael Thomas Cerminaro
  • Mike Cerminaro

View on SEC IAPD

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