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Francisco Jose Vivas Cuadra

Charles Schwab & Co., Inc.

San Juan, PR

Scottsdale, AZ

CRD 2824199

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2015-12-22
FL RA APPROVED 2006-10-05
  • PR RA
    APPROVED
    Since 2015-12-22
  • FL RA
    APPROVED
    Since 2006-10-05

Branch Locations

250 Ave Munoz Rivera Suite 104, San Juan, PR 00918-1806 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Juan PR 12/1998 Present
Charles Schwab Bank San Juan PR 02/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-28
S63 Uniform Securities Agent State Law Examination 1999-04-09
  • S66 Uniform Combined State Law Examination
    2006-09-28
  • S63 Uniform Securities Agent State Law Examination
    1999-04-09
Other Names
  • Francisco Jose Vivas
  • Francisco Jose Vivas Cuadra

View on SEC IAPD

Nearby Firms

KOVACK ADVISORS, INC.
CEFI CAPITAL, LLC
OWLCREST PARTNERS LLC

Nearby Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron

Nearby Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR

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