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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-26 |
| NY | RA | APPROVED | 2021-05-24 |
Branch Locations
80 Wolf Rd Ste 301, Albany, NY 12205 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco Private Ledger) | Albany | NY | 05/2004 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2013 | Present |
(1) 05/19/2004 - DBA/SELL DIS & LTC - ALBANY FINANCIAL GROUP - ALBANY, NY (2) 04/14/2015 - PRIVATE ADVISOR GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PRIVATE ADVISOR GROUP - 72% TIME SPENT (3) 04/14/2015 - PRIVATE ADVISOR GROUP, LLC - INV RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) ALBANY FINANCIAL GROUP - START 11/12/14 - 150 HR/MO DURING SECS TRDG HRS (4) 12/15/2022 - Joseph Hermann Enterprises - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/02/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-09 |
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