William Benjamin Dusenbury Herritage

Current Employers

Employment History

• 08/2005 → 08/2019
  Capital Financial Partners
  Columbia, SC
• 04/2003 → 08/2019
  Capital Financial Partners Insurance Agency
  Columbia, SC
• 07/2012 → 08/2019
  Crown Capital Securities, Lp
  Orange, CA
• 08/2019 → Present
  Lpl Financial Llc
  Fort Mill, SC
• 08/2005 → Present
  Capital Fianancial Partners
  Columbia, SC
• 04/2018 → Present
  Capital Financial Partners, Inc.
  Columbia, SC
• 02/2025 → Present
  Capital Financial Advisors
  Columbia, SC
• 02/2025 → Present
  Cetera Advisors Llc
  St. Paul, MN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-08-20 → 2025-02-21
  Lpl Financial Llc
  Columbia, SC
  Columbia, SC
  Fort Mill, SC
• 2005-08-24 → 2019-12-31
  Capital Financial Partners, Inc
  Columbia, SC
• 2004-09-07 → 2005-09-09
  Mml Investors Services, Llc
  Columbia, SC

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/1999 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: CAPITAL FIANANCIAL PARTNERS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 08/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 3. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL PARTNERS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE AGENCY START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE STAFF 4. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-16
• S63 Uniform Securities Agent State Law Examination
  2000-02-16

Other Names

• Ben Herritage
• William Herritage
• W. Benjamin Dusenbury Herritage