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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-12-09 |
| TX | RA | APPROVED | 2019-12-05 |
Branch Locations
6510 South Millrock Drive Suite 100, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner & Smith | Salt Lake City | UT | 05/1993 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Holladay | UT | 12/2019 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 05/1993 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
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