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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-26 |
Branch Locations
1900 Glades Rd Ste 354, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Feller Investment Services | Boca Raton | FL | 05/2015 | Present |
| Voya Financial Advisors, Inc. | Boca Raton | FL | 05/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
NAME OF ENTITY:Feller Financial Services; Yes; 1900 GLADES RD STE 354; BOCA RATON; FL; 33431; Financial Services/DBA; Representative Trainee; 9/1/2015; 40; 10; Assist rep with day to day operations while learning the business.|NAME OF ENTITY: Independent Insurance Agent; Yes; 1900 Glades Rd Ste 354; Boca Raton; FL; 33431; Fixed Insurance Sales; Independent Insurance Agent; 10/6/2020; 160; 160; sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-11 |
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