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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-06-14 |
Branch Locations
4501 Minnetonka Blvd Suite 200, St Louis Park, MN 55416-4091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Burnsville | MN | 05/2011 | 11/2017 |
| Securities America, Inc. | St. Louis Park | MN | 11/2017 | 06/2024 |
| Securities America Advisors | St. Louis Park | MN | 01/2023 | 06/2024 |
| Osaic Wealth, Inc. | St Louis Park | MN | 06/2024 | Present |
| Osaic Wealth, Inc. | St Louis Park | MN | 06/2024 | Present |
1. ROB STARKEY POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/14/2020 ADDRESS: 4501 Minnetonka Blvd., Suite 200, St. Louis Park MN 55416 DESCRIPTION: Insurance 2. DBA - Diversified Wealth Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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