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4755 East Bay Drive, Clearwater, FL 33764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-16 |
| NY | RA | APPROVED | 2025-05-15 |
Branch Locations
36 S. Main Street, Pearl River, NY 10965 • United States
4755 East Bay Drive, Clearwater, FL 33764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | 05/2025 |
| Lion Street Financial | Austin | TX | 03/2025 | Present |
| Csenge Advisory Group, Llc | Clearwater | FL | 05/2025 | Present |
| Integrity Alliance, Llc. | Pearl River | NY | 11/2025 | Present |
| Royal Alliance Associates, Inc. | New York | NY | 12/2003 | 10/2019 |
1.THE HAMILTON GROUP, 3 WING DR, CEDAR KNOLLS, NJ, 11/2005. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL- 1/WK-1/TRADING. 2.DRAPER FINANCIAL GROUP LLC, 36 S MAIN ST, PEARL RIVER, NY, 03/2009. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-0/WK-0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4.DRAPER FINANCIAL GROUP, LLC, 36 S MAIN ST, PEARL RIVER, NY INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 11/02/20, NIR, 1/WK- 1/TRADING 5.LOCKTON AFFINITY LLC POSITION: Financial Advisor NATURE: Fixed life insurance, annuity, long term care, and disability insurance which can be any carrier that fits the client's needs. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1996 ADDRESS: 10895 Lowell Ave, Suite 300, Overland Park KS 66210, United States DESCRIPTION: Procure products for clients that can't be found elsewhere.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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