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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-01
TX RA APPROVED 2024-07-31
  • FL RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

205 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/2019 11/2021
Merrill Lynch Securities Moscow 06/2014 01/2019
Bank Of America, N.A. Los Angeles CA 06/2014 11/2021
Morgan Stanley Smith Barney Llc Los Angeles CA 11/2021 06/2024
Morgan Stanley Private Bank, N.A. New York NY 12/2021 06/2024
Jpmorgan Chase Bank, Na Palm Beach FL 07/2024 Present
Jpmorgan Securities Llc Palm Beach FL 07/2024 Present
  • 02/2019 → 11/2021
    Los Angeles, CA
  • 06/2014 → 01/2019
    Merrill Lynch Securities
    Moscow
  • 06/2014 → 11/2021
    Bank Of America, N.A.
    Los Angeles, CA
  • 11/2021 → 06/2024
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 12/2021 → 06/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    Palm Beach, FL
  • 07/2024 → Present
    Jpmorgan Securities Llc
    Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-25
S63 Uniform Securities Agent State Law Examination 1996-11-20
  • S66 Uniform Combined State Law Examination
    2019-06-25
  • S63 Uniform Securities Agent State Law Examination
    1996-11-20

View on SEC IAPD

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