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Joy Michelle Schlie

Harvest Financial Advisors, LLC

West Chester, OH

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Current Employers
Harvest Financial Advisors, Llc

8840 Cincinnati-Dayton Road, West Chester, OH 45069 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-01-31
KY RA APPROVED 2024-01-31
OH RA APPROVED 2024-01-31
  • IN RA
    APPROVED
    Since 2024-01-31
  • KY RA
    APPROVED
    Since 2024-01-31
  • OH RA
    APPROVED
    Since 2024-01-31

Branch Locations

8840 Cincinnati-Dayton Road, West Chester, OH 45069 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Cincinnati OH 07/2009 05/2018
Cetera Advisors Llc Denver CO 08/2019 12/2023
Stay At Home Mother Millford OH 05/2018 09/2019
Fht Advisors Cincinnati OH 05/2023 12/2023
Harvest Financial Advisors, Llc West Chester OH 01/2024 Present
  • 07/2009 → 05/2018
    Fidelity Investments
    Cincinnati, OH
  • 08/2019 → 12/2023
    Cetera Advisors Llc
    Denver, CO
  • 05/2018 → 09/2019
    Stay At Home Mother
    Millford, OH
  • 05/2023 → 12/2023
    Fht Advisors
    Cincinnati, OH
  • 01/2024 → Present
    Harvest Financial Advisors, Llc
    West Chester, OH
Previous Registrations
  • 2019-09-03 → 2023-12-22
    Cetera Advisors Llc
    Cincinnati, OH
  • 2009-09-01 → 2018-06-13
    Strategic Advisers Llc
    Cincinnati, OH
    Covington, KY
  • 2008-11-10 → 2009-07-09
    Securities America Advisors, Inc.
    West Chester, OH
  • 2006-07-25 → 2008-02-01
    Strategic Advisers Llc
    Blue Ash, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-30
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Designations
Other Names
  • Joy M Schlie
  • Joy M Yinger
  • Joy Michelle Yinger

View on SEC IAPD

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OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
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