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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
125 E Jefferson St Suite 800, Syracuse, NY 13202-2566 • United States
Manlius, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Syracuse | NY | 01/2015 | 03/2017 |
| Mass Mutual Life Insurance Company | Syracuse | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Syracuse | NY | 03/2017 | Present |
1. Name: Talking Cursive Brewing Company Inv rel: N Add: 324 W Water St Syracuse NY 13202 Nature: Restaurant/Bar work Position: Business Owner Start date: 02/01/2018 No. HR/MO: 60 No. HR/MO during sec trading: 0 Describe duties: business partner, front house support, karaoke host 2. Name: Patricia Brooks Inv rel: Y Add: 4666 Post Road Manilus NY 13104 Nature: Simple Rental Property Position: Property Owner Start date: 01/01/2014 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: maintain property 3. Name: Patricia Brooks Inv rel: Y Add: 308 Maltbie St Ste 101 Syracuse NY 13204 Nature: NonMMLIA Insurance Brokerage Position: broker Start date: 01/1997 No. HR/MO: 4 No. HR/MO during sec trading: 4
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-14 |
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