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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
| VA | RA | APPROVED | 2025-02-20 |
Branch Locations
205 A South Liberty Street, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Harrisonburg | VA | 10/1996 | 02/2025 |
| Concourse Financial Group Securities Inc | Harrisonburg | VA | 09/2011 | 02/2025 |
| (Dba) Ld&B Insurance Agency Inc | Harrisonburg | VA | 05/1995 | Present |
| (Dba) Ld&B Financial Group | Harrisonburg | VA | 08/2023 | Present |
| Cetera Wealth Services, Llc | Harrisonburg | VA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) LD&B INSURANCE AGENCY INC; Investment Related; Harrisonburg, VA 22801; Insurance; Producer; Start Date 05/1995; "Doing Business As" name for my fixed insurance product sales and service. >> (dba) LD&B FINANCIAL GROUP; Investment Related; Harrisonburg, VA 22801; Insurance; Division Manager; Start Date 08/2023; 180 hours per month with the majority of hours per month occurring during trading hours; Serve as a financial planner utilizing insurance (life, fixed annuity, disability, long-term care) and investment products. >> LD&B INSURANCE AND FINANCIAL SERVICES; Investment Related; Harrisonburg VA 22801; Insurance and Financial Services; Investment Adviser; Start Date 11/2011; 160 hours per month with all hours per month occurring during trading hours; Sales and service of commercial, personal, employee benefit, fixed life, health, and investment products. I hold a ChFC® (Chartered Financial Consultant) designation. >> POA; Non-Investment Related; Rockingham, VA; Other; Power of Attorney; Start Date 08/2022; Hours per month vary; Power of Attorney for my father. >> EXECUTOR; Non-Investment Related; Residence; Other; Executor; Start Date 07/2023; No hours per month; Named as executor of my mother-in-law's will. >> EXECUTOR; Non-Investment Related; Residence; Other; Executor; Start Date 07/2023; No hours per month; Named as executor of my father-in-law's will.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
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