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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED_RES | 2001-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 09/1999 | Present |
| Bank Of America, N.A. | Tucson | AZ | 08/2009 | Present |
I*42591 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DESERT ANGELS, INC. INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TUCSON, ARIZONA 85705 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 40717 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ORGANIZATION SERVES AS A FORUM FOR ACCREDITED INVESTORS WHO SEEK INVESTMENTS IN SOUTHWEST REGIONAL STARTUP OR EARLY STAGE COMPANIES (VENTURE CAPITAL)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-06 |
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