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Russ Brian Schwartz

Stifel, Nicolaus & Company, Incorporated

Hackensack, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-08-20
TX RA APPROVED_RES 2018-08-17
  • NJ RA
    APPROVED
    Since 2018-08-20
  • TX RA
    APPROVED_RES
    Since 2018-08-17

Branch Locations

433 Hackensack Avenue 8Th Floor, Hackensack, NJ 07601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 08/2018
Stifel, Nicolaus & Company, Incorporated(793) Hackensack NJ 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Paramus, NJ
  • 11/2016 → 08/2018
    Wells Fargo Clearing Services, Llc
    Paramus, NJ
  • 08/2018 → Present
    Stifel, Nicolaus & Company, Incorporated(793)
    Hackensack, NJ
Previous Registrations
  • 2008-01-01 → 2018-08-20
    Wells Fargo Clearing Services, Llc
    Paramus, NJ
    Oradell, NJ
  • 2003-10-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Oradell, NJ
    Oradell, NJ
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-08
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08

View on SEC IAPD

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Other Offices

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CETERA INVESTMENT ADVISERS LLC · HACKENSACK, NJ
CITO CAPITAL ADVISORS LLC · HACKENSACK, NJ
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