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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-07-17
  • FL RA
    APPROVED
    Since 2012-07-17

Branch Locations

712 South East Ocean Blvd. Ground Floor, Stuart, FL 34994 • United States

Port Saint Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stuart FL 07/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-08-01
    Stuart, FL
    Stuart, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Stuart, FL
  • 2006-04-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Stuart, FL
  • 2003-07-01 → 2006-04-03
    Stuart, FL
  • 2000-04-05 → 2003-07-01
    Prudential Equity Group, Llc
    Stuart, FL
Other Businesses

Immanuel Full Gospel Babtist Church / P O Box 1326 Fort Pierce,FL 34954 / Other/ Services (Business, Professional, Support) / Church Organization / Other / Financial Secretary / Prepare Church Financial Reports / Start Date 8/1/16 Church /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-07
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2008-03-07
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
Other Names
  • Portia Lotoya Glover
  • Portia L Glover

View on SEC IAPD

Other Firms

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