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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-28 |
| TX | RA | APPROVED_RES | 2022-01-28 |
Branch Locations
6444 Lower York Road Us 202, New Hope, PA 18938 • United States
New Hope, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Hope | PA | 01/2003 | 01/2022 |
| Ameriprise Financial Services Llc | New Hope | PA | 01/2022 | Present |
Real Estate Ownership; Multi-Family; 102 Greenbrook Court, , New Hope, PA, 18938; Not Investment-Related; 07/30/2018. Independent Insurance Brokering; Forethought; 01/28/2022; / Genworth; 01/28/2022; / Lincoln; 01/28/2022; / Mutual of Omaha; 01/28/2022; / Protective; 01/28/2022; . Business Ownership; FLP Holdings; Co owner of LLC with my husband. The LLC owns the building our company Penn Wealth Planning leases.; Entity that owns the building that we lease to our company Penn Wealth Planning; 6444 Lower York Road, , new Hope, PA, 18938; Not Investment-Related; 05/22/2018; 0 hours per month; 0 during trading hours / Penn Wealth Planning LLC; I am one of 4 partners that own our LLC Lisa Policare 15%Frank Policare 14%Patrick Trauger 51%Chris kelly 20%; LLC that is the DBA for our Ameriprise business; 6444 Lower York Road, , New Hope, PA, 18938; Not Investment-Related; 10/30/2002; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Lenape Valley Foundation; Past President; 500 North West St, , Doylestown, PA, 18938; Not Investment-Related; 04/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Solebury Township Police Foundation; Chair; 2159 Aquetong Road, , New Hope, PA, 18938; Not Investment-Related; 03/19/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Rent from Approved CPA Practic; Penn Wealth Accounting group pays rent FLP holdings for use of space in our office; 6444 Lower York Road, , New Hope, PA, 18938; Not Investment-Related; 01/01/2014; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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