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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-07-15 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Minneapolis | MN | 02/2005 | 03/2019 |
| Focus Financial Network, Inc. | Minneapolis | MN | 01/2005 | 03/2019 |
| Kowalski Financial Inc. | Minneapolis | MN | 04/2019 | 07/2026 |
| Northrock Partners, Llc | Minneapolis | MN | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
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