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Current Employers
Redhawk Wealth Advisors, Inc.

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
CA RA APPROVED 2023-12-07
  • TX RA
    APPROVED
    Since 2024-08-30
  • CA RA
    APPROVED
    Since 2023-12-07

Branch Locations

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

400 Corporate Pointe Suite 300, Culver City, CA 90230 • United States

Thompson Wealth Management, Inc.

400 Corporate Pointe Ste. 300, Culver City, CA 90230 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-11-07
TX RA APPROVED_RES 2016-02-09
CA RA APPROVED 2006-01-26
  • GA RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED_RES
    Since 2016-02-09
  • CA RA
    APPROVED
    Since 2006-01-26

Branch Locations

400 Corporate Pointe Ste. 300, Culver City, CA 90230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Culver City CA 01/2005 09/2020
Thompson Wealth Management, Inc. Culver City CA 02/2006 Present
Securities America, Inc. Culver City CA 09/2020 05/2023
Redhawk Wealth Advisors, Inc Bloomington MN 05/2023 Present
Previous Registrations
Other Businesses

THOMPSON WEALTH MANAGEMENT POSITION: President NATURE: Thompson Wealth Management is a Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 01/14/2005 ADDRESS: 400 Corporate Pointe, Suite 300, Culver City CA 90230 DESCRIPTION: Thompson Wealth Management is a registered investment advisor, we do financial planning for a fee. We also assist people with Insurance, Life, annuities, Health, Disability and Long-term care. We also have a DBA called Total Wealth Management. PROSPERITY PUBLISHING POSITION: owner NATURE: Prosperity Publishing is a book, CD,DVD and production company for my materials. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: P.O. Box 90761, Los Angeles CA 90009 DESCRIPTION: This is the publishing company I self publish and produce my own books, CD's DVD and online shows. GT AND ASSOCIATES POSITION: President NATURE: GT and Associates also does owns Real estate Rental properties and does Real Estate coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2005 ADDRESS: 400 Corporate Pointe, Suite 300, Culver City CA 90230 DESCRIPTION: Personally own investment properties and I coach people and real estate investing GT AND ASSOCIATES POSITION: Owner NATURE: GT and Associates is a Ministry, public speaking, Ministry, Books, DVD's, Cds' Taxes, Estate Planning. and coaching. I also I also do Seminars and Classes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: 400 Corporate Pointe, Culver City CA 90230 DESCRIPTION: I do public speaking a churches and other organization as well coaching. I also do Seminars and Classes. We also prepare and or consult for taxes, real estate and estate planning. I distribute books, CD's, DVD's and online classes. USA VOLLEYBALL POSITION: Treasurer and chair of Audit, Budget and Finance committee NATURE: I am the Treasurer for USA Volleyball INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/28/2018 ADDRESS: 4065 Sinton Road, Suite 200, Colorado Springs CO 80907 DESCRIPTION: I am the Treasurer and the Chairperson of the Audit, Budget and Finance Committee I will attend meetings when asked, review the finances of the organization and add any insight to help grow the sport.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-12
S63 Uniform Securities Agent State Law Examination 1996-12-31
  • S65 Uniform Investment Adviser Law Examination
    1998-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-12-31
Other Names
  • George B Jr Thompson
  • George Byron Thompson

View on SEC IAPD

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