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8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-30 |
| CA | RA | APPROVED | 2023-12-07 |
Branch Locations
8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States
400 Corporate Pointe Suite 300, Culver City, CA 90230 • United States
400 Corporate Pointe Ste. 300, Culver City, CA 90230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-07 |
| TX | RA | APPROVED_RES | 2016-02-09 |
| CA | RA | APPROVED | 2006-01-26 |
Branch Locations
400 Corporate Pointe Ste. 300, Culver City, CA 90230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Culver City | CA | 01/2005 | 09/2020 |
| Thompson Wealth Management, Inc. | Culver City | CA | 02/2006 | Present |
| Securities America, Inc. | Culver City | CA | 09/2020 | 05/2023 |
| Redhawk Wealth Advisors, Inc | Bloomington | MN | 05/2023 | Present |
THOMPSON WEALTH MANAGEMENT POSITION: President NATURE: Thompson Wealth Management is a Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 01/14/2005 ADDRESS: 400 Corporate Pointe, Suite 300, Culver City CA 90230 DESCRIPTION: Thompson Wealth Management is a registered investment advisor, we do financial planning for a fee. We also assist people with Insurance, Life, annuities, Health, Disability and Long-term care. We also have a DBA called Total Wealth Management. PROSPERITY PUBLISHING POSITION: owner NATURE: Prosperity Publishing is a book, CD,DVD and production company for my materials. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: P.O. Box 90761, Los Angeles CA 90009 DESCRIPTION: This is the publishing company I self publish and produce my own books, CD's DVD and online shows. GT AND ASSOCIATES POSITION: President NATURE: GT and Associates also does owns Real estate Rental properties and does Real Estate coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2005 ADDRESS: 400 Corporate Pointe, Suite 300, Culver City CA 90230 DESCRIPTION: Personally own investment properties and I coach people and real estate investing GT AND ASSOCIATES POSITION: Owner NATURE: GT and Associates is a Ministry, public speaking, Ministry, Books, DVD's, Cds' Taxes, Estate Planning. and coaching. I also I also do Seminars and Classes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2005 ADDRESS: 400 Corporate Pointe, Culver City CA 90230 DESCRIPTION: I do public speaking a churches and other organization as well coaching. I also do Seminars and Classes. We also prepare and or consult for taxes, real estate and estate planning. I distribute books, CD's, DVD's and online classes. USA VOLLEYBALL POSITION: Treasurer and chair of Audit, Budget and Finance committee NATURE: I am the Treasurer for USA Volleyball INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/28/2018 ADDRESS: 4065 Sinton Road, Suite 200, Colorado Springs CO 80907 DESCRIPTION: I am the Treasurer and the Chairperson of the Audit, Budget and Finance Committee I will attend meetings when asked, review the finances of the organization and add any insight to help grow the sport.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-31 |
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