Craig Joseph Horvath

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial, Llc
  Naperville, IL
• 12/2015 → 04/2021
  Level Four Advisory Services
  Naperville, IL
• 04/2021 → Present
  Integrated Wealth Concepts, Llc
  Naperville, IL

Previous Registrations

• 2015-12-22 → 2021-04-30
  Level Four Advisory Services
  Naperville, IL
  Dallas, TX
• 2001-04-02 → 2015-12-21
  Msi Financial Services, Inc.
  Downers, IL
  Downers Grove, IL

Other Businesses

1. 12/18/15- Horvath Planning & Wealth Management LLC/ DBA for LPL Business (entity for LPL business)/ 100%/ NAPERVILLE, IL 2. 08/5/16- NO BUSINESS NAME- Insurance Agency- INV REL- At Reported Bus Loc(s)- START 06/01/2014- 10 HRS/MO DURING TRDG 3. 2/16/17- National Life Corporation- Investment Related- At Reported Bus Loc(s)- Non-Variable Insurance- Agent- Start 02/01/2017 - 10 Hrs Per Month During Trading 4. 2/16/17- Universal Financial Consultants- INV REL- At Reported Bus Loc(s)- Non-Variable Insurance- Agent- Start 2/1/17 - 10 Hrs Per Month During Trading 5. 5/17/21- Horvath Planning & Wealth Management- Investment Related- At Reported Business Loc(s)- DBA for LPL Business (entity for LPL business) - Start 5/14/21- 80 Hrs Per Month During Trading 6. 5/17/21- Integrated Financial Partners- INV REL - At Reported Business Loc(s) - DBA for LPL Business (entity for LPL business) - Started 5/14/21 - 80 Hours Per Month During Securities Trading. 7. 5/17/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/14/2021 - 1 Hour Per Month During Securities Trading. 8. 5/17/2021 - Level Four Insurance Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/18/2015 - Time Spent 15% - Term Life, Whole Life, Universal Life, Long Term Care, Disability. 9. 5/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/14/2021 - 1 Hour Per Month During Securities Trading. 10. 5/19/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/14/2021 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 5/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/14/2021 - 80 Hours Per Month During Securities Trading. 12. 5/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Horvath Planning & Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/14/2021 - 80 Hours Per Month During Securities Trading. 13. 1/26/2022 - Horvath Insurance Planning Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 14. 1/26/2022 - (Hybrid) Integrated Wealth Concepts - DBA: (Hybrid) Horvath Insurance Planning Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 02/01/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 15. 5/08/2023 - Ethos Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 1/11/2023 - 1 Hours Per Month/0 Hours During Securities Trading 16. 6/30/2023- Legal Shield/ID Shield- NOT INV REL- At Reported Bus Loc(s)- Other - Prepaid Legal & ID Theft Protection- Start 1/1/17 - 1 Hr Per Month/ 0 During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  1996-12-11

Designations