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Rebecca Anne Nicholson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

Culloeka, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-10-24
TX RA APPROVED 1999-06-01
  • TN RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 1999-06-01

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Culloeka, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Midland TX 03/1999 Present
Bank Of America, N.A. Midland TX 04/2017 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-09
S65 Uniform Investment Adviser Law Examination 1997-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-01-09
  • S65 Uniform Investment Adviser Law Examination
    1997-01-09
Other Names
  • Rebecca Nicholson

View on SEC IAPD

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