Best Investors Account Sign in

Michael William Morris

LPl Financial LLC

Tucson, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-04
TX RA APPROVED_RES 2023-12-11
  • CA RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2023-12-11

Branch Locations

7358 North La Cholla Blvd, Ste 106, Tucson, AZ 85741 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Accounting Inc Dba Financial Guidance Services Plc Tucson AZ 10/1999 Present
Avantax Investment Services, Inc. Tucson AZ 08/2006 12/2023
Financial Guidance Services Tucson AZ 10/1999 Present
Avantax Advisory Services Tucson AZ 12/2008 12/2023
Avantax Insurance Agency, Llc Tucson AZ 08/2012 12/2023
Piper Accounting Tucson AZ 09/2016 09/2018
Pinnacle Accounting Inc Tucson AZ 09/2016 Present
Pinnacle Executive Llc Tucson AZ 01/2008 Present
Rental Property Tucson AZ 01/2016 Present
Lpl Financial Llc Tucson AZ 12/2023 Present
  • 10/1999 → Present
    Pinnacle Accounting Inc Dba Financial Guidance Services Plc
    Tucson, AZ
  • 08/2006 → 12/2023
    Avantax Investment Services, Inc.
    Tucson, AZ
  • 10/1999 → Present
    Financial Guidance Services
    Tucson, AZ
  • 12/2008 → 12/2023
    Avantax Advisory Services
    Tucson, AZ
  • 08/2012 → 12/2023
    Avantax Insurance Agency, Llc
    Tucson, AZ
  • 09/2016 → 09/2018
    Piper Accounting
    Tucson, AZ
  • 09/2016 → Present
    Pinnacle Accounting Inc
    Tucson, AZ
  • 01/2008 → Present
    Pinnacle Executive Llc
    Tucson, AZ
  • 01/2016 → Present
    Rental Property
    Tucson, AZ
  • 12/2023 → Present
    Tucson, AZ
Previous Registrations
  • 2008-12-03 → 2023-12-16
    Avantax Advisory Services
    Tucson, AZ
    Tucson, AZ
Other Businesses

1)11/24/2023 - Financial guidance services PLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2002 - 90 Hr/Mth 2)11/24/2023 - Pinnacle Executive Suites LLC - Commercial Real Estate Rental - Inv Rel - Tucson, AZ - Start: 01/2008 - 20 Hr/Mth 3)11/24/2023 - Pinnacle Accounting INC - Tax Prep/Accounting/Enrolled A gent (EA) - Inv Rel - At Reported Business Location(s) - Start: 10/2001 - 7 Hr/Mth 4)11/24/2023 - 2421 TOM WATSON LLC - Vacation Real Estate Rental - Inv Rel - Tucson, AZ - Start: 01/2016 - 10 Hr/Mth 5)11/24/2023 - 2049 W Cholla Vista Drive LLC - 049 W Cholla Vista Drive LLC - Inv Rel - Tucson, AZ - Start: 12/2013 - 10 Hr/Mth 6)11/24/2023 - Linzy's Property Management - Activity has been created and filed with the Arizona Corporation Commission but business activity has not commenced as of 12/08/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-15
S63 Uniform Securities Agent State Law Examination 1996-12-27
  • S65 Uniform Investment Adviser Law Examination
    2008-09-15
  • S63 Uniform Securities Agent State Law Examination
    1996-12-27
Other Names
  • Mike Morris

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor