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Kristin L Alit

Morgan Stanley

Greenwich, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
CT RA APPROVED 2016-03-15
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • CT RA
    APPROVED
    Since 2016-03-15

Branch Locations

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Greenwich CT 06/2009 07/2017
Morgan Stanley Smith Barney Llc Greenwich CT 07/2017 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 06/2009 → 07/2017
    Morgan Stanley Smith Barney
    Greenwich, CT
  • 07/2017 → Present
    Morgan Stanley Smith Barney Llc
    Greenwich, CT
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-15
S63 Uniform Securities Agent State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2016-03-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-29
Other Names
  • Kristin Louise Ulmer
  • Kristin L Ulmer

View on SEC IAPD

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SEARLE & CO.
SHEARMAN, RALSTON INC.

Other Investors

JOSE ANTONIO MORALES
Ignacio Mendive
KEVIN M NICHOLS
CHRISTOPHER SCOTT NORTON
CHRISTINE MARIE HARSAGHY
ANTONIO DEBARROS
ASHLEY CHRISTINE ANGELO
SARAH A WILLIAMS

Other Offices

PARSIFAL CAPITAL MANAGEMENT, LP · GREENWICH, CT
MARCH ALTUS CAPITAL MANAGEMENT LP · GREENWICH, CT
BRX GLOBAL · GREENWICH, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
SEARLE & CO. · GREENWICH, CT
SHEARMAN, RALSTON INC. · GREENWICH, CT

More in Greenwich, CT

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