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Joyce Nee Chen

J.P. Morgan Securities LLC

Palm Beach, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-31
TX RA APPROVED_RES 2023-07-27
  • FL RA
    APPROVED
    Since 2023-07-31
  • TX RA
    APPROVED_RES
    Since 2023-07-27

Branch Locations

205 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Palm Beach FL 01/2017 01/2019
Bbtis Charlotte NC 01/2017 02/2021
Unemployed Jupiter FL 03/2016 12/2016
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Bb&T Palm Beach Gardens FL 01/2019 02/2021
Truist Investment Services, Inc. Jupiter FL 02/2021 07/2023
Truist Advisory Services, Inc. Jupiter FL 02/2021 07/2023
Jpmorgan Chase Bank, N.A. Palm Beach FL 07/2023 Present
J.P. Morgan Securities Llc Palm Beach FL 07/2023 Present
  • 01/2017 → 01/2019
    Bb&T
    Palm Beach, FL
  • 01/2017 → 02/2021
    Bbtis
    Charlotte, NC
  • 03/2016 → 12/2016
    Unemployed
    Jupiter, FL
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 02/2021
    Bb&T
    Palm Beach Gardens, FL
  • 02/2021 → 07/2023
    Truist Investment Services, Inc.
    Jupiter, FL
  • 02/2021 → 07/2023
    Truist Advisory Services, Inc.
    Jupiter, FL
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach, FL
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Palm Beach, FL
Previous Registrations
  • 2021-02-17 → 2023-08-01
    Truist Advisory Services, Inc.
    Atlanta, GA
    Jupiter, FL
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Richmond, VA
  • 2017-01-30 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Palm Beach, FL
    Palm Beach Gardens, FL
  • 2013-06-13 → 2015-10-09
    Truist Investment Services, Inc.
    Palm Beach, FL
    Palm Beach, FL
    Jupiter, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-10
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S66 Uniform Combined State Law Examination
    2013-06-10
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Other Names
  • Joyce Chen-Halley
  • Joyce Chen-Halley
  • Joyce N Chen

View on SEC IAPD

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BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
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NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
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