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Inactive

Jason Allen Stock

M3F, Inc.

Salt Lake City, UT

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Current Employers
M3F, Inc.

2070 E 2100 S Suite 250, Salt Lake City, UT 84109 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-01-06
  • UT RA
    APPROVED
    Since 2015-01-06

Branch Locations

2070 E 2100 S Suite 250, Salt Lake City, UT 84109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M3 Funds, Llc Salt Lake City UT 08/2007 Present
M3F, Inc. Salt Lake City UT 07/2009 Present
  • 08/2007 → Present
    M3 Funds, Llc
    Salt Lake City, UT
  • 07/2009 → Present
    M3F, Inc.
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
S66 Uniform Combined State Law Examination 2000-12-13
S63 Uniform Securities Agent State Law Examination 1996-11-09
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-11-09
Other Names
  • Jason Stock

View on SEC IAPD

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