Best Investors Account Sign in
Inactive

Jason Allen Stock

M3F, Inc.

Salt Lake City, UT

CRD 2817051

Claim This Profile
Employer firm

M3F, Inc. CRD 151191

$778M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
M3F, Inc.

2070 E 2100 S Suite 250, Salt Lake City, UT 84109 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-01-06
  • UT RA
    APPROVED
    Since 2015-01-06

Branch Locations

2070 E 2100 S Suite 250, Salt Lake City, UT 84109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M3 Funds, Llc Salt Lake City UT 08/2007 Present
M3F, Inc. Salt Lake City UT 07/2009 Present
  • 08/2007 → Present
    M3 Funds, Llc
    Salt Lake City, UT
  • 07/2009 → Present
    M3F, Inc.
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-18
S66 Uniform Combined State Law Examination 2000-12-13
S63 Uniform Securities Agent State Law Examination 1996-11-09
  • S65 Uniform Investment Adviser Law Examination
    2014-12-18
  • S66 Uniform Combined State Law Examination
    2000-12-13
  • S63 Uniform Securities Agent State Law Examination
    1996-11-09
Other Names
  • Jason Stock

View on SEC IAPD

Nearby Firms

RUN VENTURES
LEP MANAGEMENT LLC
UBS FINANCIAL SERVICES INC.

Nearby Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL

Nearby Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT

More in Salt Lake City, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor