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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-02
TX RA APPROVED_RES 2014-08-26
MN RA APPROVED 2013-11-20
  • AZ RA
    APPROVED
    Since 2022-11-02
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • MN RA
    APPROVED
    Since 2013-11-20

Branch Locations

1125 Cedar St Suite 112, Monticello, MN 55362 • United States

Florence, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Monticello MN 11/1998 Present
  • 11/1998 → Present
    Edward D. Jones & Co., L.P.
    Monticello, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-18
S63 Uniform Securities Agent State Law Examination 1996-11-01
  • S65 Uniform Investment Adviser Law Examination
    1997-03-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-01
Designations
Other Names
  • Doug Prahl

View on SEC IAPD

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