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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Fairfield | CT | 03/2016 | 12/2020 |
| Schwab Schwab Bank | Fairfield | CT | 03/2016 | 12/2020 |
| William Joseph Capital Management, Llc | Bristol | CT | 03/2021 | 10/2021 |
| Pruco Securities, Llc. | Shelton | CT | 02/2022 | 11/2024 |
| Unemployed | Fairfield | CT | 10/2021 | 02/2022 |
| Prudential Insurance Company Of America | Shelton | CT | 03/2022 | Present |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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