Best Investors
Account
Sign in
1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-07-01 |
Branch Locations
1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
1524 Market Street, Suite 100, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Services International Corp. | Seattle | WA | 02/1998 | 12/2017 |
| Kirkland Financial Advisers | Kirkland | WA | 02/1998 | Present |
| Kms Financial Services, Inc | Seattle | WA | 11/2017 | 11/2020 |
| Securities America, Inc. | Kirkland | WA | 11/2020 | 07/2021 |
| Arbor Point Advisors | Kirkland | WA | 11/2020 | 07/2021 |
| Aspire Capital Advisors Llc | Kirkland | WA | 07/2021 | Present |
| Ms Howells & Co. | Kirkland | WA | 07/2021 | 02/2024 |
1. OCT 2013; KIRKLAND FINANCIAL ADVISERS, KIRKLAND, WA; INVESTMENT RELATED; FINANCIAL ADVISORY; OWNER; MEET WITH CLIENTS TO REVIEW AND IMPLEMENT FINANCIAL PLANS; DEVOTE 200/MONTH DURING MARKET HOURS. 2. NOV 2011; RENTAL CONDO, RENTON, WA; NON INVESTMENT RELATED; OWNER; OWN AND RENT CONDO, SAME TENANT SINCE 2011; DEVOTE 0 HR/MONTH DURING MARKET HOURS. 3.DEC 2019; SKI MASTERS, WOODINVILLE, WA; NON INVESTMENT RELATED; SKI INSTRUCTOR; SKI INSTRUCTOR AT SUMMIT AT SNOQUALMIE WITH SKI MASTERS SKI SCHOOL; DEVOTE 4 HRS/MONTH DURING NON MARKET HOURS. 4. JULY2005; APEX COMMERCIAL LLC, BOTHELL, WA; NON INVESTMENT RELATED; MEMBER; 17 UNIT APARTMENT COMPLEX, MANAGING MEMBER RESPONSIBLE TO OVERSEE NEW TENANTS MOVING IN/OUT AND LEASES OF CURRENT TENANTS; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS 5. OCT 2011; HIGHLINE YOUTH FOUNDATION, BURIEN WA; NON INVESTMENT RELATED; SECRETARY/TREASURER; FOUNDATION THAT RUNS CAMP IN BURIEN WA; KIWANIS ORGANIZATION AND THE YOUTH FOUNDATION RUNS THE FREE CAMP FOR CHILDREN IN THE AREA; DEVOTE 0 HRS/MONTH DURING MARKET HOURS. 6. JAN 2009; BOLAN LLC, EXCELSIOR MN; NON INVESTMENT RELATED; MEMBER; 50% OWNER OF APARTMENT BUILDINGS IN MINNESOTA; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS. 7. JULY 1998; BOVEY & ASSOCIATES INC, KIRKLAND, WA; NON INVESTMENT RELATED; INSURANCE SALES; OWNER; LIFE/HEALTH/LTC AND DISABILITY INSURANCE RUN THROUGH AFFILIATE LLC BOVEY AND ASSOCIATES; DEVOTE 5HRS/MONTH DURING NON MARKET HOURS 8. JULY 1998; BOVEY & ASSOCIATES, KIRKLAND, WA; NON INVESTMENT RELATED; TAX PREPARATION; LIMITED TAX PREPARATION AND RETURNS FOR CLIENTS; DEVOTE 4 HRS/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-04 |
Reach out to this advisor