Thomas Albert Clark

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 12/2021
  Lockton Companies, Llc
  Washington, DC
• 07/2007 → 12/2021
  Lockton Investment Advisors, Llc
  Kansas City, MO
• 04/2008 → 12/2021
  Lockton Financial Advisors, Llc
  Kansas City, MO
• 12/2021 → Present
  Creative Planning, Llc
  Overland Park, KS

Previous Registrations

• 2007-08-17 → 2021-12-17
  Lockton Investment Advisors, Llc
  Washington, DC
• 2006-10-18 → 2007-07-31
  Osaic Services, Inc.
  Washington, DC
  Phoenix, AZ
  Washington, DC
• 2003-08-01 → 2005-06-21
  Mmc Securities Llc
  Baltimore, MD
• 2002-03-18 → 2003-06-24
  Kestra Investment Services, Llc
  Baltimore, MD

Other Businesses

Benetic; Wilmington Delaware; not investment related; Consultant on software; start 6.15.2020; number of hours 4 hours per month/none during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-05
• S63 Uniform Securities Agent State Law Examination
  1996-11-12

Other Names

• Tom Clark