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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-24 |
| CO | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| ND | RA | APPROVED | 2021-07-21 |
| SD | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Bozeman | MT | 10/1996 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Bozeman | MT | 01/1997 | 07/2021 |
| Daka Inc. | Bozeman | MT | 01/2012 | 07/2021 |
| Core Wealth | Bozeman | MT | 02/2019 | 07/2021 |
| Lpl Financial Llc | Bozeman | MT | 07/2021 | Present |
1) 04/24/2019 - DBA for LPL Business (entity for LPL business) / Core Wealth / 1Hr/Mo 0Hrs/Mo During Trading / Bozeman, MT 59718 2) 2006 - Non-Variable Insurance / AOCP / 5Hrs/Mo 0Hrs/Mo During Trading / Investment Related / Bozeman, MT 59718 3) 03/30/2012 - Business Entity For Tax/Investment Purposes Only / DAKA Inc. / Not Investment Related / 10Hrs/Mo 0Hrs/Mo During Trading / Bozeman, MT 59718
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-02 |
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