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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-10 |
Branch Locations
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
7801 Beechmont Ave Suite 11, Cincinnati, OH 45255 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 09/2014 | 06/2017 |
| Thurston Springer Financial | Indianapolis | IN | 05/2017 | 02/2023 |
| United Advisor Group, Llc | Cincinnait | OH | 02/2023 | Present |
| Sa Stone Investment Advisors, Inc. | Birmingham | AL | 01/2015 | 06/2017 |
| Silver Oak Securities, Inc. | Cincinnati | OH | 02/2023 | Present |
1). Bove Connolly Taylor Financial,Is Investment Related,"7801 Beechmont Ave., Suite 11, Cincinnati, OH, 45255, United States",Financial Consulting,Partner,2004-11-01,15 hours per month,0 hours per month during trading hours,Commission Compensation,"Insurance Sales, Tax Prep" 2). United Advisor Group,Is Not Investment Related,,RIA,Owner/IAR,2023-02-06,160 hours per month,15 hours per month during trading hours,Fee Based Compensation,"Financial Planning, Investment Management"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-07-02 |
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