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Craig Michael Connolly

United Advisor Group

Cincinnati, OH

Cincinnati, OH

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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-10
  • OH RA
    APPROVED
    Since 2023-02-10

Branch Locations

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

7801 Beechmont Ave Suite 11, Cincinnati, OH 45255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 09/2014 06/2017
Thurston Springer Financial Indianapolis IN 05/2017 02/2023
United Advisor Group, Llc Cincinnait OH 02/2023 Present
Sa Stone Investment Advisors, Inc. Birmingham AL 01/2015 06/2017
Silver Oak Securities, Inc. Cincinnati OH 02/2023 Present
  • 09/2014 → 06/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 05/2017 → 02/2023
    Thurston Springer Financial
    Indianapolis, IN
  • 02/2023 → Present
    United Advisor Group, Llc
    Cincinnait, OH
  • 01/2015 → 06/2017
    Sa Stone Investment Advisors, Inc.
    Birmingham, AL
  • 02/2023 → Present
    Silver Oak Securities, Inc.
    Cincinnati, OH
Previous Registrations
  • 2020-11-25 → 2023-02-23
    Cincinnati, OH
    Indianapolis, IN
  • 2017-06-05 → 2021-07-06
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Cincinnati, OH
    Indianapolis, IN
    Indianapolis, IN
  • 2015-01-30 → 2017-06-07
    Birmingham, AL
  • 2006-08-04 → 2015-01-30
    Wrp Investments, Inc.
    Cincinnati, OH
    Youngstown, OH
    Youngstown, OH
  • 2004-11-23 → 2006-08-23
    Woodbury Financial Services, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2001-07-13 → 2004-12-15
    Cambridge Investment Research, Inc.
    Cincinnati, OH
Other Businesses

1). Bove Connolly Taylor Financial,Is Investment Related,"7801 Beechmont Ave., Suite 11, Cincinnati, OH, 45255, United States",Financial Consulting,Partner,2004-11-01,15 hours per month,0 hours per month during trading hours,Commission Compensation,"Insurance Sales, Tax Prep" 2). United Advisor Group,Is Not Investment Related,,RIA,Owner/IAR,2023-02-06,160 hours per month,15 hours per month during trading hours,Fee Based Compensation,"Financial Planning, Investment Management"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-07-02
  • S66 Uniform Combined State Law Examination
    1997-07-02

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