Craig Michael Connolly

Employer firm

United Advisor Group CRD 324205

$1.43B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 05/2017 → 02/2023
  Thurston Springer Financial
  Indianapolis, IN
• 02/2023 → Present
  United Advisor Group, Llc
  Cincinnait, OH
• 01/2015 → 06/2017
  Sa Stone Investment Advisors, Inc.
  Birmingham, AL
• 02/2023 → Present
  Silver Oak Securities, Inc.
  Cincinnati, OH

Previous Registrations

• 2020-11-25 → 2023-02-23
  Thurston Springer Advisors
  Cincinnati, OH
  Indianapolis, IN
• 2017-06-05 → 2021-07-06
  Thurston, Springer, Miller, Herd & Titak, Inc.
  Cincinnati, OH
  Indianapolis, IN
  Indianapolis, IN
• 2015-01-30 → 2017-06-07
  Stonex Advisors Inc.
  Birmingham, AL
• 2006-08-04 → 2015-01-30
  Wrp Investments, Inc.
  Cincinnati, OH
  Youngstown, OH
  Youngstown, OH
• 2004-11-23 → 2006-08-23
  Woodbury Financial Services, Inc.
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
• 2001-07-13 → 2004-12-15
  Cambridge Investment Research, Inc.
  Cincinnati, OH

Other Businesses

1). Bove Connolly Taylor Financial,Is Investment Related,"7801 Beechmont Ave., Suite 11, Cincinnati, OH, 45255, United States",Financial Consulting,Partner,2004-11-01,15 hours per month,0 hours per month during trading hours,Commission Compensation,"Insurance Sales, Tax Prep" 2). United Advisor Group,Is Not Investment Related,,RIA,Owner/IAR,2023-02-06,160 hours per month,15 hours per month during trading hours,Fee Based Compensation,"Financial Planning, Investment Management"

Exams

• S66 Uniform Combined State Law Examination
  1997-07-02