Ronald Phelps

Current Employers

Employment History

• 06/2009 → 03/2020
  Morgan Stanley Smith Barney
  Madison, WI
• 01/2015 → 03/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2020 → 03/2020
  Ameriprise Financial Services Inc
  Middleton, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Middleton, WI

Previous Registrations

• 2009-06-01 → 2020-04-02
  Morgan Stanley
  Middleton, WI
  Scottsdale, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Madison, WI

Other Businesses

Business Ownership; 4PROFITS II LLC; Co-owner; Real Estate; 4890 Winners Circle, Middleton, WI, , MIDDLETON, WI, 53562; Not Investment-Related; 01/29/2024; 0 hours per month; 0 during trading hours / Stealth Dog; Owner; Retail; 4890 Winners Circle, Middleton, , MIDDLETON, WI, 53562-4918; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours. Board of Directors; The Synergists; Treasurer; n/a, , Madison, WI, 0; Not Investment-Related; 12/01/2020; 1 to 9 hours per month; 0 during trading hours / KWWF; Board Member; PO Box 68, , Madison, WI, 53701; Not Investment-Related; 04/03/2017; 1 to 9 hours per month; 1 to 9 during trading hours / PYSO; Treasurer; 2009 N 7th Street, Suite 9, Phoenix, AZ, 85021; Investment-Related; 12/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; The River Food Pantry; Campaign Co-Leadership for new facility; 2201 Darwin Road, , Madison, WI, 53704; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Ron Phelps, Author; I have a children's book, Stealth Dog, that was written by me some time ago I want to list back on Amazon. Also I wrote a Zombie book that I want published; 4890 Winners Circle, Middleton, WI, , MIDDLETON, WI, 53562-4918; Not Investment-Related; 04/30/2024; 1 to 9 hours per month; 0 during trading hours / Ronald Phelps, Author; I am writing a book to be compliance approved on how to choose a financial advisor. The book will mostly be sold passively through Amazon, but I will also be promoting this on social media.; 4890 Winners Circle, Middleton, WI, , MIDDLETON, WI, 53562; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-19
• S65 Uniform Investment Adviser Law Examination
  1996-12-19

Other Names

• Ronald Lawrence Phelps
• Ronald Lawrence Phelps Jr
• Ronald Lawrence Phelps
• Ronald Lawrence Phelps Jr.
• Ronald Phelps
• Ronald Lawrence Phelps